Compliance
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Compliance

The Smart Risk & Compliance People

Consultancy

Solve client specific issues, assist with changes in business structure and the impact of changes to regulations

FCA Authorisation

Managed over 1,100 new applications and won awards in recognition of the efficiency, effectiveness and quality of our service

SMCR

Support on how SMCR applies to your firm and develop a pragmatic approach to implementation and compliance

Due Diligence

Regtech enabled service reducing DD time and cost and providing an interactive reporting studio

Consultancy

Solve client specific issues, assist with changes in business structure and the impact of changes to regulations

FCA Authorisation

Managed over 1,100 new applications and won awards in recognition of the efficiency, effectiveness and quality of our service

SMCR

Support on how SMCR applies to your firm and develop a pragmatic approach to implementation and compliance

Due Diligence

Regtech enabled service reducing DD time and cost and providing an interactive reporting studio

01142 589536

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